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GOLDEN FINANCIAL

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National Ethics Association

National Ethics Association logo

National Ethics Association

National Ethics Association Recommended as Key Consumer Resource

  

 http://www.ethics.net/

Supercharged Credibility Membership with the

National Ethics Association (800) 282-1831

 The National Ethics Association Business Integrity Pledge.

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  • I will always commit myself to protect and promote the interests of my customers, and will always conduct myself in a way that reflects well on my profession.

  • I will be totally honest when explaining my education and business background, professional licenses, and years of industry experience.

  • I will be completely truthful by not exaggerating the features and benefits of my products and/or services.

  • I will always disclose the important features of a product, transaction, or service and disclose potential risks that may negatively affect future performance or value.

  • I will always consider both my customer’s current and future needs to determine the proper suitability of any recommended products or services.

  • I will respect the confidentiality of any information entrusted to me or obtained in the course of my business or professional activities.

  • I will only use sales presentations and advertising materials that are completely accurate and compliant with state and federal regulations.

  • I will always provide my clients with copies of all required documents that relate to the product, transaction, or service that I have recommended to them.

  • I will always refer my clients to a more specialized professional or firm when their needs go beyond my current license or expertise.

  • I will consistently educate myself as to the new laws and regulations in my industry, and I will always act in good faith toward those I serve.

Handshake with text: It Used to Take a Handshake. Now It Takes Proof.
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Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck